0001193125-15-050727.txt : 20150218 0001193125-15-050727.hdr.sgml : 20150216 20150217152801 ACCESSION NUMBER: 0001193125-15-050727 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20150217 DATE AS OF CHANGE: 20150217 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Triumph Bancorp, Inc. CENTRAL INDEX KEY: 0001539638 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 200477066 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-88643 FILM NUMBER: 15621708 BUSINESS ADDRESS: STREET 1: 12700 PARK CENTRAL DRIVE STREET 2: SUITE 1700 CITY: DALLAS STATE: TX ZIP: 75251 BUSINESS PHONE: (214) 365-6900 MAIL ADDRESS: STREET 1: 12700 PARK CENTRAL DRIVE STREET 2: SUITE 1700 CITY: DALLAS STATE: TX ZIP: 75251 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Triumph Consolidated Cos., LLC CENTRAL INDEX KEY: 0001505506 IRS NUMBER: 272393997 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 5220 SPRING VALLEY ROAD, SUITE 415 CITY: DALLAS STATE: TX ZIP: 75254 BUSINESS PHONE: 2142373170 MAIL ADDRESS: STREET 1: 5220 SPRING VALLEY ROAD, SUITE 415 CITY: DALLAS STATE: TX ZIP: 75254 SC 13G 1 d876782dsc13g.htm SC 13G SC 13G

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

 

 

Triumph Bancorp, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

89679E300

(CUSIP Number)

December 31, 2014

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. 89679E300

 

  1 

Name of Reporting Person:

 

Triumph Consolidated Cos., LLC

 

I.R.S. Identification Number of Above Person (Entities Only):

 

27-2393997

  2

Check the Appropriate Box if a Member of a Group

(a)  ¨        (b)  x

 

  3

SEC Use Only

 

  4

Citizenship or Place of Organization

 

Texas

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person With:  

Sole Voting Power

 

1,509,067

6

Shared Voting Power

 

0

7

Sole Dispositive Power

 

1,509,067

8

Shared Dispositive Power

 

0

  9

Aggregate Amount Beneficially Owned by Each Reporting Person

 

1,509,067(1)

10

Check if the Aggregate Amount in Row (9) Excludes Certain Shares ¨

 

11

Percent of Class Represented by Amount in Row (9)

 

8.28%(2)

12

Type of Reporting Person

 

OO – limited liability company

 

(1) Includes 1,250,000 shares of common stock and warrants to purchase 259,067 shares of common stock.
(2) Based on 17,963,783 shares of Common Stock outstanding as reported by the Issuer in its Form 10-Q on December 17, 2014.


Item 1(a). Name of Issuer.
     Triumph Bancorp, Inc.

 

Item 1(b). Address of Issuer’s Principal Executive Offices.
     12700 Park Central Drive, Suite 1700, Dallas, TX 75251

 

Item 2(a). Names of Persons Filing.
     Triumph Consolidated Cos., LLC

 

Item 2(b). Address or Principal Business Office or, if none, Residence.
     c/o Triumph Bancorp, Inc., 12700 Park Central Drive, Suite 1700, Dallas, TX 75251

 

Item 2(c). Citizenship.
     Texas

 

Item 2(d). Title of Class of Securities.
     Common Stock, par value $0.01 per share

 

Item 2(e). CUSIP Number.
     89679E300

 

Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-3(b) or (c), check whether the person filing is a:

 

          x Not Applicable

 

  (a)    ¨ Broker or dealer registered under section 15 of the Act;

 

  (b)    ¨ Bank as defined in section 3(a)(6) of the Act;

 

  (c)    ¨ Insurance company as defined in section 3(a)(19) of the Act;

 

  (d)    ¨ Investment company registered under section 8 of the Investment Company Act of 1940;

 

  (e)    ¨ An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);

 

  (f)    ¨ An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);

 

  (g)    ¨ A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);

 

  (h)    ¨ A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;

 

  (i)    ¨ A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940;

 

  (j)    ¨ A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J);

 

  (k)    ¨ Group, in accordance with Rule 13d-1(b)(1)(ii)(K).
 


Item 4. Ownership:

The information required by Item 4 is set forth in Rows 5-11 of the cover page hereto and is incorporated herein by reference for each such Reporting Person.

 

Item 5. Ownership of Five Percent or Less of a Class.

Not applicable.

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person.

Not applicable.

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

Not applicable.

 

Item 8. Identification and Classification of Members of the Group.

Not applicable.

 

Item 9. Notice of Dissolution of Group.

Not applicable.

 

Item 10. Certifications.

Not applicable.


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: February 17, 2015 Triumph Consolidated Cos., LLC
By: /s/ Aaron P. Graft
Name: Aaron P. Graft
Title: President and CEO